Conflict of Interest
Policies & Procedures
For аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢Research Projects (General) Applies to the receipt, assignment, review, distribution and maintenance of significant Financial Interests and Relationships disclosures submitted to the Conflict of Interest Committee for review and adjudication. |
For аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢Resarch Projects Funded by Federal Agencies Applies to the receipt, assignment, review, management, distribution and maintenance of Significant Financial Interest Disclosures of Investigators participating in USF Research Projects per аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢Policy 0- 309: Individual Conflicts of Interest in аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢Research Projects and аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢Financial Conflicts of Interest. |
For аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢Research Projects Involving a Person Related to the Investigator When a аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢Investigator employs another аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢Investigator who meets the definition of Related Person per аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢Policy 0-309, the Principal Investigator must disclose the relationship to the University.
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US Policy 0-309: Ensures that that any Conflict of Interest that an Investigator may have in connection with a аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢Research Project is fully disclosed, reviewed in accordance with established procedures, and satisfactorily resolved before the аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢Research Project is initiated, regardless of funding source or status. |
US Policy 0-317: Protects against exposure from risk related to an institutional conflict of interest in which the financial interests of an institution or institutional official, acting within his or her authority on behalf of the institution, may affect or appear to affect the research conducted under the auspices of the institution. |
You are a proposed subrecipient or consultant on a proposal that the University of South Florida intends to submit for funding from the National Science Foundation (NSF) or one of the Public Health Service (PHS) or other agencies who have adopted the PHS Objectivity in Research regulation (see list of agencies). Federal regulations require us to collect certain information from you at time of proposal and during the life of the award. |
Step 1: Complete Form A If you are a Subrecipient Authorized Organization Official OR subrecipient investigator OR consultant investigator, please complete Form A via the electronic . This form must be on file before the аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢ can submit a proposal containing your proposed subaward. Please note: for projects subject to the PHS Objectivity in Research regulation, if your institution is a proposed subrecipient and is on the on our website list of institutions with a PHS-compliant Conflict of Interest (COI) policy, you do NOT need to submit Form A. Per the regulation, you must report any FCOI to the University of South Florida in the timeline specified in 42 CFR Part 50. In contrast, each consultant considered to be an Investigator (anyone responsible for the design, conduct or reporting of the research) must submit Form A as a declaration of whether s/he is following his/her own institution's compliant COI policy or the аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢'s COI Policy. Step 2: Complete Form B If, and only if, you or an Authorized Organizational Official at your institution indicates on Form A that the аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢'s COI Policy will be followed (because your organization does not have its own NSF or PHS-compliant COI policy), then EACH subrecipient Investigator (defined as a person responsible for the design, conduct or reporting of the research proposed under the subaward) must be listed on Form A and complete Form B, the financial disclosure form. Form A will prompt you to "Notify All" Investigators listed, which will send a system-generated email with a personalized link to Form B to each Investigator. If you are a consultant and you are not affiliated with an institution that has a NSF or PHS-compliant COI policy, then you must list yourself as an Investigator on Form A and complete Form B, as well. As part of Form B, each Investigator must certify that they have completed USF's Financial Conflict of Interest Training for Subrecipients (PDF). Training must be repeated at least every three years. Step 3: Submit Financial Conflict of Interest Report For projects subject to the PHS Objectivity in Research Regulation, if you or the Authorized Organizational Official indicates that your institution's COI policy will be followed, and if the COI Official at your institution determines that one or more Investigators on this project has a Financial Conflict of Interest (FCOI, as defined in the PHS regulation) related to the project, then your institution must submit all information required for submission of an FCOI report to the аÄÃÅÁùºÏ²ÊÄÚÄ»ÐÅÏ¢'s Conflict of Interest Program, by email, according to the following:
The following information is required for an FCOI report:
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